NATIONAL FINANCIAL FORMS
These forms are Broker Dealer Specific. If you want to see which forms are currently available for your Broker Dealer, please call 800-985-2174. You can also download a free 30-day trial of Laser App that will include all of the forms available to your Broker Dealer.
2009 RMD Suspension Request Form
Addendum to Supplemental App for NFS Margin Acct Privileges
Alternative Investments Addendum and Custody Agreement
Annuity Posting Program Request
BDSP Brokerage Application
BDSP Brokerage Portfolio Form
BDSP Brokerage Portfolio/Brokerage Access Form
BDSP IRA Kit for Managed Accounts - Part 1
BDSP IRA Kit for Managed Accounts - Part 2
BDSP Margin Account Application/Disclosure of Terms New Account
BDSP Network Program Disclosure Kit
BDSP ROLLOVER IRA New Account Kit - Part 1
BDSP ROLLOVER IRA New Account Kit - Part 2
BDSP SEP-IRA New Account Kit - Part 1
BDSP SEP-IRA New Account Kit - Part 2
BDSP SIMPLE IRA Employee New Account
BDSP SIMPLE IRA Employer New Account
BDSP TRAD/ROTH IRA New Account Kit - Part 1
BDSP TRAD/ROTH IRA New Account Kit - Part 2
Brokerage Access Form
Brokerage Access Maintenance Application (BDSP) - CL
Brokerage Access New Account Kit
Brokerage Access New Account Kit (NBLR W/O POF) - CL
Brokerage Access New Account Kit (NBLR W/POF) - CL
Brokerage Access New Account Kit with Payment Order Flow
Brokerage Access/Port Maintenance Account App (BDSP) CL
Brokerage Access/Portfolio Check/Debit Card
Brokerage Account Application Kit
Brokerage Account Earnings Distribution Request
Brokerage Portfolio Form
Brokerage Portfolio Maintenance Application (BDSP) CL
Brokerage Portfolio New Account Kit
Brokerage Portfolio New Account Kit W/POF
Brokerage Portfolio New Account Kit with Payment of Order Flow
Brokerage Portfolio-Brokerage Access Form
Brokerage Portfolio/Access New Account Kit Wit W/POF
Brokerage Portfolio/Brokerage Access Form
Brokerage Portfolio/Brokerage Access New Account Kit
Cashiering EFT Wire Request for Non-Retirement Accounts
Change/Appointment of Broker Form
Corporate Resolution
Disclosure of Credit Terms
Financial Advisory Services Fee Request Form
IRA Beneficiary & Success Bene Designation Frm for Mgd Accts
IRA Beneficiary & Successor Beneficiary Design
IRA Checkwriting App (I)
IRA Contribution Guide
IRA Contribution Via EFT Form
IRA Earnings Distribution Request Form (IBP)
IRA Financial Advisor Fee Request Form
IRA Kit for Managed Accounts - Part 1
IRA Kit for Managed Accounts - Part 2
IRA One Time Distribution Form (FMM)
IRA One-Time Distribution Form (FMM) with DP EFT - CL
IRA One-Time Distribution Request Form
IRA One-Time Distribution Request Form (FMM) - CL
IRA Recharacterization Request Form
IRA RMD Calculation Request Form
IRA SEPP Distribution Request Form
IRA Standing Distribution Authorization Form
IRA Standing Distribution Authorization Form (FMM)
IRA Tax Withholding Election Frm
IRA Transfer Request Form for Spouse Beneficiary
Irrevocable Stock or Bond Power Frm
Keogh Kit - Part A
Keogh Kit - Part B
Keogh Kit - Part C
Keogh Kit - Part D
Keogh Kit - Part E
Letter of Intent BREAKPOINT PRICING
Limited Liability Company Agreement
Managed Account IRA Amendment
Margin Account Application Kit (BDSP NFBLR 5-TIER) CL
Margin Account Application Kit (NBLR) - CL
Margin Account Application/Disclosure of Terms New Account
Mtl Fnd Periodic Inv Plan App (I)
Mutual Fund System Withdrawal Plan App (I)
NFS - Brokerage Access and Portfolio Check Writing Delegation Form
NFS - Brokerage Access Form
NFS - Brokerage Portfolio Form
NFS - Cashiering EFT Wire Request for Non-Retirement Accounts
NFS - Standing Bank Wire and EFT Instructions
NFS Wire/ACH
Options Account Application
Partnership Agreement for Brokerage Account
Power of Attorney Affidavit
Prekit Premiere Select IRA Application - Part 1
Prekit Premiere Select IRA Application - Part 2
Prekit Premiere Select SEP IRA Kit - Part 1
Prekit Premiere Select SEP IRA Kit - Part 2
Prekit Retirement Plan (Keogh) Kit - Part A
Prekit Retirement Plan (Keogh) Kit - Part B
Prekit Retirement Plan (Keogh) Kit - Part C
Prekit Retirement Plan (Keogh) Kit - Part D
Prekit Retirement Plan (Keogh) Kit - Part E
Premiere Select IRA By (EFT)
Premiere Select IRA Periodic Distribution Request Form
Premiere Select Retirement Plan Distribution Request (Keogh)
Premiere Select Rollover IRA Kit - Part 1
Premiere Select Rollover IRA Kit - Part 2
Premiere Select Roth IRA Conversion Form
Premiere Select Simple IRA Plan Contribution Transmittal Form
Premiere Select Standing Payment Instructions
Request for Alternative Investment Transaction
Restricted Stock: Control/Restricted Stock Questionnaire
Restricted Stock: Rule 144/145 Affiliate Seller's Rep
Restricted Stock: RULE 701 Seller's Letter
Restricted Stock: Sale/Legend Removal for Non-Affiliates
Retirement Account Standing Payment Instructions Form
Retirement Plan (Keogh) BDA App
Retirement Plan (Keogh) Beneficiary Designation Form
Retirement Plan (Keogh) Earnings Dist Request Form
Retirement Plan (KEOGH) One Time Distribution Form (FMM)
Retirement Plan (KEOGH) Tax Withholding Election Form
Retirement Plan One Time Distribution Form
Retirement Plan One-Time Distribution Request Form
Retirement Plan Periodic Distribution Form
Simple IRA Plan Employee Kit
Simple IRA Plan Employer Kit - Part 1
Simple IRA Plan Employer Kit - Part 2
Simple IRA Plan Salary Reduction Agmt
Standard Margin Account Application
Standard Margin Account Application Kit
Standing Bank Wire and EFT Instructions
Standing Bank Wire and Electronic Funds Transfer Instructions
Standing Payment Instructions (Non-Retirement)
Standing Payment Instructions Form (Non-Retirement)
Statement Household Request Form
Supplemental Application - Margin Account
Supplemental Application for Margin Account
Supplemental Application for NFS Margin Account Privileges
Supplemental Transfer Death Registration
Transfer of Assets - Additional Assets Schedule
Transfer of Assets Form
Trustee Certification of Inv Powers Trust (TCIP)
