SOUTHWEST SECURITIES FORMS
These forms are Broker Dealer Specific. If you want to see which forms are currently available for your Broker Dealer, please call 800-985-2174. You can also download a free 30-day trial of Laser App that will include all of the forms available to your Broker Dealer.
401(k) Profit Sharing Plan and Trust Adoption Agreement
Account Access Request Form
Account Transfer Form
ACH Authorization
Affidavit of Domicile
Cash Account Application
Certificate of Foreign Status - Tax Withholding Forms
Certificate W-8IMY
Confirmations Via Email or Facsimile
Corporate Resolution
Coverdell ESA Agreement and Application
Coverdell ESA Rollover Form
Customer Information Brochure
Direct Deposit Request
General Partnership Account Agreement
HSA Agreement and Application
HSA Distribution Request
HSA Rollover Contribution Documentation
HSA Vision IRA Checking Application and Agreement
Institutional New Account Form
Investment Club Account Agreement
IRA Agreement and Application
IRA Change of Beneficiary Form
IRA Distribution Request Form
IRA On Demand Distribution Request
IRA Rollover Certification Form
Limited Partnership Account Agreement
Money Purchase Plan and Trust Adoption Agreement
New Account Application
Non-Incorporated Association Resolution
Prime Brokerage Agreement Form 150
Profit Sharing Plan and Trust Adoption Agreement
Prototype SEP IRA Adoption Agreement
RemitPro Access Request Form
Roth IRA Agreement and Application
Roth IRA Conversion Form
SEP Agreement and Application
SEP IRA Contribution Disclosure
Sole Proprietorship Certification
Systematic Transaction Plan Application
Trading Authorization Agreement
Transfer on Death Addendum and Application
Trustee Certification of Investment Powers
Vision Checking Application
Vision IRA Checking Application
